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Question : 11.The Securities and Exchange Commission (SEC) was established in1934 to : 1242733

Accounting

 

11.The Securities and Exchange Commission (SEC) was established in1934 to help regulate the U.S. securities market. Which of the following statements is true concerning the SEC?

a.The SEC prohibits the sale of speculative securities.

b.The SEC regulates only securities offered for public sale.

c.Registration with the SEC guarantees the accuracy of the registrant’s prospectus.

d.The SEC’s initial influence and authority has diminished in recent years as the stock exchanges have become more organized and better able to police themselves.

12.One of the major purposes of federal security regulation is to

a.Establish the qualifications for accountants who are members of the profession

b.Eliminate incompetent attorneys and accountants who participate in the registration of securities to be offered to the public

c.Provide a set of uniform standards and test for accountants, attorneys, and others who practice before the Securities and Exchange Commission

d.Provide sufficient information to the investing public who purchases securities in the marketplace

13.Under the Securities Act of 1933, subject to some exceptions and limitations, it is unlawful to use the mails or instruments of interstate commerce to sell or offer to sell a security to the public unless

a.A surety bond sufficient to cover potential liability to investors is obtained and filed with the Securities and Exchange Commission

b.The offer is made through underwriters qualified to offer the securities on a nationwide basis

c.A registration statement has been properly filed with the Securities and Exchange Commission, has been found to be acceptable, and is in effect

d.The Securities and Exchange Commission approves of the financial merit of the offering

14.Major, Major, and Sharpe, CPA’s, are the auditors of MacLain industries. In connection with the public offering of $10 million of MacLain securities, Major expressed an unqualified opinion as to the financial statements. Subsequent to the offering, certain misstatements and omissions are revealed. Major has been sued by the purchasers of the stock offered pursuant to the registration statement, which include the financial statements audited by Major. In the ensuing lawsuit by the MacLain investors, Major will be able to avoid liability if

a.The errors and omissions were caused primarily by MacLain

b.It can be shown that at least some of the investors did not actually read the audited financial statements

c.It can prove due diligence in the audit of the financial statements of MacLain

d.MacLain had expressly assumed any liability in connection with the public offering

15.A major impact of the Foreign Corrupt Practices Act of 1977 is that registrants subject to the Securities Exchange Act of 1934 are now required to

a.Keep records which reflect the transactions and dispositions of assets and maintain a system of internal accounting controls

b.Provide access to records by authorized agencies of the federal government

c.Records all correspondence with foreign nations

d.Prepare financial statements in accordance with international accounting standards

16.The Securities and Exchange Commission’s fraud rule prohibits trading on the basis of inside information of a business corporation’s stock by

a.Officers

b.Officers and directors

c.All officers, directors, and stockholders

d.Officers, directors, and beneficial holders of 10 percent of the corporation’s stock

17.A CPA is subject to a criminal ability if the CPA

a.Refuses to turn over the working papers to the client

b.Performs an audit in a negligent manner

c.Willfully omits a material fact required to be stated in a registration statement

d.Willfully breaches the contract with the client

18.For interim financial reporting, an inventory loss from a temporary market decline in the first quarter which can reasonably be expected to be restored in the fourth quarter

a.Should be recognized as a loss proportionately in each of the first, second, third, and fourth quarters

b.Should be recognized as a loss proportionately in each of the first, second, and third quarters

c.Need not be recognized as a loss in the first quarter

d.Should be recognized as a loss in the first quarter

19.An inventory loss from a market decline occurred in the first quarter that was not expected to be restored in the fiscal year. For interim financial reporting purposes, how would the dollar amount of inventory in the balance sheet be affected in the first and fourth quarters?

First QuarterFourth Quarter

a.  Decrease     No effect

b.  Decrease     Increase

c.  No effect     Decrease

d.  No effect     No effect

20. Footnotes to a company’s financial statements are used to

a.More fully explain certain items in the financial statements.

b.Reflect financial notes personalized by the company’s executive team.

c.Show the detail of salaries of every employee.

d.Justify fraudulent business practices.

 

 

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July 1, 2023
    

In this course, we look at classical ethical theories of utilitarianism, deontology, and virtue ethics. We also examine different perspectives on ethical issues introduced by relativism, ethical egoism, and emotivism. For this paper, you will apply these theories and perspectives to a current issue, selected from the list of issues below.

Choose one of the ethical issues from the list below to research and write about. It is recommended that you choose a topic that you are familiar with or that you have thought about previously. For example, you might choose an issue that either worries you or enrages you, you might choose one that you have worked on, or you might choose one that relates to recent events in your community.

Possible Issues

  • Corporate executive compensation
  • Corporate contributions to political campaigns
  • Affirmative action
  • The media and its responsibilities
  • Domestic surveillance
  • Whistle blowing in government or in a business
  • Religion in the workplace
  • Pornography
  • Consumer tracking
  • Ethical problems of gambling
  • Progressive taxation rates
  • Immigration
  • Women’s equality

In your paper, you will apply the ethical theories and perspectives to the issue that you select. Egoism, Deontology, Utilitarianism. You do not have to use all six, but you should apply at least two ethical theories and at least one ethical perspective in your paper. Make sure that you write primarily on ethical topics and concepts; do not get distracted by doing analyses that apply political, economic, religious, or legal perspectives. Describe, compare, and apply the ethical theories and perspectives to the topics. Explain how the theories and perspectives would analyze the issue. What are the ethical issues? Where are there breaches of ethical behavior? How could each theory help us think about what would constitute virtuous or ethical behavior?

The paper must be eight to ten pages in length (excluding title and reference pages) and formatted according to APA style. You must use at least five scholarly resources from Google Scholar, other than the textbook to support your claims. Cite your sources within the text of your paper and on the reference page.

 

Writing the Final Paper
The Final Paper:

  1. Must be eight to ten double-spaced pages in length (excluding title and reference pages), and formatted according to APA style.
  2. Must include a title page:
  3. Must begin with an introductory paragraph that has a succinct thesis statement.
  4. Must address the topic of the paper with critical thought.
  5. Must end with a conclusion that reaffirms your thesis.
  6. You must use at least five academic resources in addition to the required text. You can find academic resources in the Ashford University Library. Academic resources include: peer-reviewed journal articles, research-based books, theses and dissertations, and research-based government documents.
  7. Must document all sources in APA style, as outlined in the Ashford Writing Center.
  8. Must include a separate reference page, formatted according to APA style

 

Content Criteria

Weight

The student fully addresses all key elements listed in the assignment instructions.

4

The content in the research paper is comprehensive, accurate, and well developed.

4

Arguments are supported by specific details, examples, or analysis; and are organized logically.

4

Writing Skills

The paper has well-developed paragraphs with a specific and well-supported thesis statement.

3

The paper is grammatically correct, has two or fewer spelling, punctuation, or grammar mistakes. The paper has no “run-on” or fragment sentences.

2

Research Criteria

Must use at least five academic resources in addition to the required text. Wikipedia is an example of a source that is NOT acceptable.

2

Must include a Reference Page that is completed according to APA style as outlined in the approved APA style guide.

2

Style Criteria

The paper is 8 - 10 double-spaced pages in length (excluding title and reference pages) and is correctly formatted according to APA guidelines.

2

The paper begins with a well written and cohesive introductory paragraph and concludes with a cohesively written concluding paragraph.

 

Origional work, no resubmission. Would perfer a teach with applicable knowledge in this feild of major. Please do not focus on The issue itself, but how the theorie/perspectives apply to the issue. Please have word, understand APA format, be profeicient in English (and writing), have grammar and style checked and rechecked, submitted for origionality prior to payment. and, of course, do you think you could get an A? I have three pages you can use towards it, or bits of it. However you wish. Thank you so much!

2

 

default image
July 1, 2023
    

In this course, we look at classical ethical theories of utilitarianism, deontology, and virtue ethics. We also examine different perspectives on ethical issues introduced by relativism, ethical egoism, and emotivism. For this paper, you will apply these theories and perspectives to a current issue, selected from the list of issues below.

Choose one of the ethical issues from the list below to research and write about. It is recommended that you choose a topic that you are familiar with or that you have thought about previously. For example, you might choose an issue that either worries you or enrages you, you might choose one that you have worked on, or you might choose one that relates to recent events in your community.

Possible Issues

  • Corporate executive compensation
  • Corporate contributions to political campaigns
  • Affirmative action
  • The media and its responsibilities
  • Domestic surveillance
  • Whistle blowing in government or in a business
  • Religion in the workplace
  • Pornography
  • Consumer tracking
  • Ethical problems of gambling
  • Progressive taxation rates
  • Immigration
  • Women’s equality

In your paper, you will apply the ethical theories and perspectives to the issue that you select. Egoism, Deontology, Utilitarianism. You do not have to use all six, but you should apply at least two ethical theories and at least one ethical perspective in your paper. Make sure that you write primarily on ethical topics and concepts; do not get distracted by doing analyses that apply political, economic, religious, or legal perspectives. Describe, compare, and apply the ethical theories and perspectives to the topics. Explain how the theories and perspectives would analyze the issue. What are the ethical issues? Where are there breaches of ethical behavior? How could each theory help us think about what would constitute virtuous or ethical behavior?

The paper must be eight to ten pages in length (excluding title and reference pages) and formatted according to APA style. You must use at least five scholarly resources from Google Scholar, other than the textbook to support your claims. Cite your sources within the text of your paper and on the reference page.

 

Writing the Final Paper
The Final Paper:

  1. Must be eight to ten double-spaced pages in length (excluding title and reference pages), and formatted according to APA style.
  2. Must include a title page:
  3. Must begin with an introductory paragraph that has a succinct thesis statement.
  4. Must address the topic of the paper with critical thought.
  5. Must end with a conclusion that reaffirms your thesis.
  6. You must use at least five academic resources in addition to the required text. You can find academic resources in the Ashford University Library. Academic resources include: peer-reviewed journal articles, research-based books, theses and dissertations, and research-based government documents.
  7. Must document all sources in APA style, as outlined in the Ashford Writing Center.
  8. Must include a separate reference page, formatted according to APA style

 

Content Criteria

Weight

The student fully addresses all key elements listed in the assignment instructions.

4

The content in the research paper is comprehensive, accurate, and well developed.

4

Arguments are supported by specific details, examples, or analysis; and are organized logically.

4

Writing Skills

The paper has well-developed paragraphs with a specific and well-supported thesis statement.

3

The paper is grammatically correct, has two or fewer spelling, punctuation, or grammar mistakes. The paper has no “run-on” or fragment sentences.

2

Research Criteria

Must use at least five academic resources in addition to the required text. Wikipedia is an example of a source that is NOT acceptable.

2

Must include a Reference Page that is completed according to APA style as outlined in the approved APA style guide.

2

Style Criteria

The paper is 8 - 10 double-spaced pages in length (excluding title and reference pages) and is correctly formatted according to APA guidelines.

2

The paper begins with a well written and cohesive introductory paragraph and concludes with a cohesively written concluding paragraph.

 

Origional work, no resubmission. Would perfer a teach with applicable knowledge in this feild of major. Please do not focus on The issue itself, but how the theorie/perspectives apply to the issue. Please have word, understand APA format, be profeicient in English (and writing), have grammar and style checked and rechecked, submitted for origionality prior to payment. and, of course, do you think you could get an A? I have three pages you can use towards it, or bits of it. However you wish. Thank you so much!

2

 

default image
July 1, 2023
    

In this course, we look at classical ethical theories of utilitarianism, deontology, and virtue ethics. We also examine different perspectives on ethical issues introduced by relativism, ethical egoism, and emotivism. For this paper, you will apply these theories and perspectives to a current issue, selected from the list of issues below.

Choose one of the ethical issues from the list below to research and write about. It is recommended that you choose a topic that you are familiar with or that you have thought about previously. For example, you might choose an issue that either worries you or enrages you, you might choose one that you have worked on, or you might choose one that relates to recent events in your community.

Possible Issues

  • Corporate executive compensation
  • Corporate contributions to political campaigns
  • Affirmative action
  • The media and its responsibilities
  • Domestic surveillance
  • Whistle blowing in government or in a business
  • Religion in the workplace
  • Pornography
  • Consumer tracking
  • Ethical problems of gambling
  • Progressive taxation rates
  • Immigration
  • Women’s equality

In your paper, you will apply the ethical theories and perspectives to the issue that you select. Egoism, Deontology, Utilitarianism. You do not have to use all six, but you should apply at least two ethical theories and at least one ethical perspective in your paper. Make sure that you write primarily on ethical topics and concepts; do not get distracted by doing analyses that apply political, economic, religious, or legal perspectives. Describe, compare, and apply the ethical theories and perspectives to the topics. Explain how the theories and perspectives would analyze the issue. What are the ethical issues? Where are there breaches of ethical behavior? How could each theory help us think about what would constitute virtuous or ethical behavior?

The paper must be eight to ten pages in length (excluding title and reference pages) and formatted according to APA style. You must use at least five scholarly resources from Google Scholar, other than the textbook to support your claims. Cite your sources within the text of your paper and on the reference page.

 

Writing the Final Paper
The Final Paper:

  1. Must be eight to ten double-spaced pages in length (excluding title and reference pages), and formatted according to APA style.
  2. Must include a title page:
  3. Must begin with an introductory paragraph that has a succinct thesis statement.
  4. Must address the topic of the paper with critical thought.
  5. Must end with a conclusion that reaffirms your thesis.
  6. You must use at least five academic resources in addition to the required text. You can find academic resources in the Ashford University Library. Academic resources include: peer-reviewed journal articles, research-based books, theses and dissertations, and research-based government documents.
  7. Must document all sources in APA style, as outlined in the Ashford Writing Center.
  8. Must include a separate reference page, formatted according to APA style

 

Content Criteria

Weight

The student fully addresses all key elements listed in the assignment instructions.

4

The content in the research paper is comprehensive, accurate, and well developed.

4

Arguments are supported by specific details, examples, or analysis; and are organized logically.

4

Writing Skills

The paper has well-developed paragraphs with a specific and well-supported thesis statement.

3

The paper is grammatically correct, has two or fewer spelling, punctuation, or grammar mistakes. The paper has no “run-on” or fragment sentences.

2

Research Criteria

Must use at least five academic resources in addition to the required text. Wikipedia is an example of a source that is NOT acceptable.

2

Must include a Reference Page that is completed according to APA style as outlined in the approved APA style guide.

2

Style Criteria

The paper is 8 - 10 double-spaced pages in length (excluding title and reference pages) and is correctly formatted according to APA guidelines.

2

The paper begins with a well written and cohesive introductory paragraph and concludes with a cohesively written concluding paragraph.

 

Origional work, no resubmission. Would perfer a teach with applicable knowledge in this feild of major. Please do not focus on The issue itself, but how the theorie/perspectives apply to the issue. Please have word, understand APA format, be profeicient in English (and writing), have grammar and style checked and rechecked, submitted for origionality prior to payment. and, of course, do you think you could get an A? I have three pages you can use towards it, or bits of it. However you wish. Thank you so much!

2

 

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